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C.L. King & Associates, LLC offers large firm experience with the pricing and flexibility of a boutique firm. 

The firm provides legal and compliance guidance to entrepreneurs, businesses and investment services firms of all sizes.  Specializing in the areas of corporate, transactional and securities law, including broker-dealer and investment adviser regulatory issues.

Founded in 2004 by Cynthia King, a former NASD (now FINRA) Regional Counsel, C. L. King & Associates, LLC provides specialized services to entrepreneurs and all types of businesses and financial services industry professionals.  In addition to providing legal and regulatory advice to her clients, Ms. King frequently serves as an expert witness in securities and investment related litigation in various forums throughout the country for both claimants and respondents.

C.L. King & Associates, LLC focuses on providing responsive, client-driven solutions to the challenging issues encountered by its clients.